Investment management refers to the professional management of various securities and assets to address specific investment goals for clients. An investment manager plays a crucial role in developing and maintaining a goals-oriented investment strategy that aligns with the financial objectives and risk tolerance of each client.
By using a tailored approach, investment managers can create diversified portfolios that not only aim for optimal returns but also mitigate potential risks associated with market volatility.
Key components of successful investment management include continuous performance monitoring, rebalancing asset allocations as needed, and implementing risk management strategies to safeguard client assets. Ultimately, the objective is to achieve long-term financial growth and sustainability while ensuring that the investment strategy remains aligned with the client’s evolving goals and changing market conditions.
Key Responsibilities of an Investment Manager
- Goal Setting: Collaborate with clients to define their financial goals and investment objectives, ensuring clarity and alignment.
- Asset Allocation: Determine the appropriate mix of asset classes (e.g., stocks, bonds, etc) to optimize returns while managing risk.
- Performance Monitoring: Continuously assess investment performance against benchmarks and make adjustments as necessary to stay on track.
- Risk Management: Implement strategies to minimize potential risks and protect client assets from market volatility.
People Also Asked
- What is investment management?
Investment management is the process of overseeing a client’s investments to achieve specific financial goals while managing risk. - What does an investment manager do?
An investment manager develops and executes an investment strategy, monitors performance, and adjusts allocations to align with changing market conditions and client goals. - How can I choose an investment manager?
Evaluate potential investment managers based on their experience, investment philosophy, and track record of achieving client objectives.
Learn More
- Internal Link to Horizon’s Investment Management Page: Discover our comprehensive investment management team who develops solutions tailored to support financial advisors
- External Link to FINRA’s Guide on Investment Management: Access valuable information from FINRA on investment management and how to navigate an investment journey.
- U.S. Securities and Exchange Commission (SEC) – Choosing an Investment Professional
This guide from the SEC outlines key considerations for selecting a financial advisor or investment manager, including questions to ask and resources to check. - Financial Industry Regulatory Authority (FINRA) – How to Choose an Investment Advisor
FINRA provides insights into how to select a qualified investment advisor, including tips on understanding fees, credentials, and services offered.
The Certified Financial Planner Board of Standards – Finding a CFP® Professional
This resource helps individuals understand how to find a certified financial planner (CFP®) who can provide investment management services and aligns with their financial goals.