Why?Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.
What?The types of personal information we collect and share depend on the product or service you have with us. This information can include:

  • Social Security number
  • Assets
  • Retirement Assets
  • Transaction History
  • Checking Account Information
  • Purchase History
  • Account Balances
  • Account Transactions
  • Wire Transfer Instructions

When you are no longer our client, we continue to share your information as described in this notice.

How?All financial companies need to share your personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons Horizon Investments chooses to share; and whether you can limit this sharing.


Reasons we can share personal informationDoes Horizon Investments share?Can you limit this sharing?
For our everyday business purposes –
Such as to process your transactions, maintain your account(s),
respond to court orders and legal investigations, or report to credit bureaus
For our marketing purposes –
to offer our products and services to you
NoWe don’t share
For joint marketing with other financial companiesNoWe don’t share
For our affiliates’ everyday business purposes –
information about your transactions and experiences
NoWe don’t share
For our affiliates’ everyday business purposes –
information about your creditworthiness
NoWe don’t share
For nonaffiliates to market to youNoWe don’t share


Questions?Call 866.371.2399


Who we are
Who is providing this notice?Horizon Investments, LLC
What we do
How does Horizon Investments protect my personal information?To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings. Our service providers are held accountable for adhering to strict policies and procedures to prevent any misuse of your nonpublic personal information.
How does Horizon Investments collect my personal information?We collect your personal information, for example, when you


  • Open an account
  • Provide account information
  • Give us your contact information
  • Make deposits or withdrawals from your account
  • Make a wire transfer
  • Tell us where to send the money
  • Tell us who receives the money
  • Show your government-issued ID
  • Show your driver’s license


We also collect your personal information from other companies.

Why can’t I limit all sharing?Federal law gives you the right to limit only

  • Sharing for affiliates’ everyday business purposes – information about your creditworthiness
  • Affiliates from using your information to market to you
  • Sharing for nonaffiliates to market to you

State laws and individual companies may give you additional rights to limit sharing.

AffiliatesCompanies related by common ownership or control. They can be financial and nonfinancial companies.

  • Horizon Investments does not share with affiliates.
NonaffiliatesCompanies not related by common ownership or control. They can be financial and nonfinancial companies

  • Horizon Investments does not share with nonaffiliates so they can market to you.
Joint marketingA formal agreement between nonaffiliated financial companies that together market financial products or services to you.

  • Horizon Investments does not jointly market.